최신FINRA General Securities Representative Qualification Examination (GS) - Series-7무료샘플문제
문제1
A company earns $6 per share and pays out 20% in common stock dividends.
What does the stock yield if it sells at $30 per share?
A company earns $6 per share and pays out 20% in common stock dividends.
What does the stock yield if it sells at $30 per share?
정답: A
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문제2
Regulation T is set at 50%. Bubba's account contains long positions in the following securities with the prices listed:
100 ABC $30
200 XYZ $70
200 QBB $40
200 KKK $25
Total market value = $30,000
Debit balance in the account = $12,000
Net equity balance of the account = $18,000
Bubba wants to buy 100 shares of DUM at $30 per share and 100 shares of OUT at $120. How much additional money must be deposited?
Regulation T is set at 50%. Bubba's account contains long positions in the following securities with the prices listed:
100 ABC $30
200 XYZ $70
200 QBB $40
200 KKK $25
Total market value = $30,000
Debit balance in the account = $12,000
Net equity balance of the account = $18,000
Bubba wants to buy 100 shares of DUM at $30 per share and 100 shares of OUT at $120. How much additional money must be deposited?
정답: A
설명: (ExamPassdump 회원만 볼 수 있음)
문제3
A treasury obligation having no fixed rate of interest with a thirty-day maturity due April 22 is most likely a:
A treasury obligation having no fixed rate of interest with a thirty-day maturity due April 22 is most likely a:
정답: D
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문제4
The Bubba Insurance Company is not incorporated. It consists of Bubba and his two brothers as general partners, who maintain an active securities account in the name of the company. If one of the partners should suddenly die, what course of actions should be undertaken by the registered representative at the brokerage?
The Bubba Insurance Company is not incorporated. It consists of Bubba and his two brothers as general partners, who maintain an active securities account in the name of the company. If one of the partners should suddenly die, what course of actions should be undertaken by the registered representative at the brokerage?
정답: C
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문제5
The term "secondary market" refers to:
The term "secondary market" refers to:
정답: C
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문제6
The cost of maintaining an investment in a mutual fund is best reflected in the:
The cost of maintaining an investment in a mutual fund is best reflected in the:
정답: D
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문제7
A four-letter symbol assigned to an issue is characteristic of an equity security that is:
A four-letter symbol assigned to an issue is characteristic of an equity security that is:
정답: A
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문제8
Bubba buys $100,000 of US Treasury 10½ s of 31 on margin. If the current market price is 92.16, what is Bubba's minimum deposit requirement?
Bubba buys $100,000 of US Treasury 10½ s of 31 on margin. If the current market price is 92.16, what is Bubba's minimum deposit requirement?
정답: B
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문제9
Which of the following preferred issues is likely to fluctuate most in value?
Which of the following preferred issues is likely to fluctuate most in value?
정답: C
설명: (ExamPassdump 회원만 볼 수 있음)
문제10
Regulation T is set at 50%. Bubba's account contains long positions in the following securities with the prices listed:
100 ABC $30
200 XYZ $70
200 QBB $40
200 KKK $25
Total market value = $30,000
Debit balance in the account = $12,000
Net equity balance of the account = $18,000
If Bubba wants to buy 100 shares of DUM at $30 per share, how much additional money must be deposited?
Regulation T is set at 50%. Bubba's account contains long positions in the following securities with the prices listed:
100 ABC $30
200 XYZ $70
200 QBB $40
200 KKK $25
Total market value = $30,000
Debit balance in the account = $12,000
Net equity balance of the account = $18,000
If Bubba wants to buy 100 shares of DUM at $30 per share, how much additional money must be deposited?
정답: D
설명: (ExamPassdump 회원만 볼 수 있음)
문제11
A corporation makes a rights offering to raise $10 million of new capital by issuing one million shares of common stock. If it already has six million shares outstanding at the time of the offering.
What is the subscription price per share?
A corporation makes a rights offering to raise $10 million of new capital by issuing one million shares of common stock. If it already has six million shares outstanding at the time of the offering.
What is the subscription price per share?
정답: B
설명: (ExamPassdump 회원만 볼 수 있음)
문제12
The net asset value of a mutual fund was $9.72 last month. This month it is calculated at $9.85.
What is the change in value called?
The net asset value of a mutual fund was $9.72 last month. This month it is calculated at $9.85.
What is the change in value called?
정답: A
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문제13
Which of the following may occasionally be purchased at a discount from net assets value?
Which of the following may occasionally be purchased at a discount from net assets value?
정답: D
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문제14
The accounting statement that represents a company's financial position on a particular date is the:
The accounting statement that represents a company's financial position on a particular date is the:
정답: C
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문제15
Bubba's order to purchase investment company shares must be executed at a price based upon the net asset value of the shares:
Bubba's order to purchase investment company shares must be executed at a price based upon the net asset value of the shares:
정답: B
설명: (ExamPassdump 회원만 볼 수 있음)